Submissions to Regulatory Consultations

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Submissions 2020-02-21T04:04:14-05:00

CCP12 has in place a standing Working Group to facilitate discussion and development of responses to regulatory and other industry consultations impacting upon CCP roles, responsibilities and activities.

In the past, CCP12 was influential in assisting with the development of the CPSS IOSCO (now CPMI IOSCO) Technical Committee’s Recommendations for CCPs, and is participating in the process of formal review of those Recommendations during 2010.

CCP12’s public submissions to any such industry consultations will be made available on this page of the CCP12 website.

DateDescription
January 2020CCP12 Response ESMA Consultation Paper on Procedural rules for penalties imposed on Third-Country CCPs, TRs and CRAs
November 2019CCP12 responds to CFTC consultation Exemption From Derivatives Clearing Organization Registration
November 2019CCP12 responds to CFTC consultation Registration With Alternative Compliance for Non-U.S. Derivatives
August 2019CCP12 responds to CPMI-IOSCO discussion paper on CCP auctions
July 2019CCP12 responds to ESMA consultations
February 2019CCP12 response to FSB discussion paper Financial resources to support CCP resolution and the treatment of CCP equity in resolution
January 2019CCP12 and EACH respond to the BCBS consultative document Leverage ratio treatment of client cleared derivatives
September 2018CCP12 Response on FSB DAT Incentives to Clear Consultation
August 2018CCP12 Response on FSB Cyber Lexicon
May 2018CCP12 Response to US Agencies Consultation re SLR Standards
February 2018CCP12 Response draft Guidelines on Anti-Procyclicality Margin Measures for CCP's
November 2017CCP12 Response FSB Consultation Document on Governance arrangements for the UPI
September 2017CCP12-EACH Response Supervisory Stress Testings
August 2017CCP12 Response Harmonization of Critical OTC Derivatives Data Elements
May 2017CCP12 letter to HKMA on consultation re implementation on Basel III LR Framework
March 2017CCP12 Response FSB Consultation on CCP Resolution
February 2017CCP12-EACH Response FSB Continuity of Access to FMIs
October 2016CCP12 Response CPMI IOSCO CCP Resilience and Recovery
October 2016CCP12 Response FSB CCP Resolution Planning
July 2016CCP12-EACH Response Revisions to the Basel III Leverage Ratio Framework
June 2016CCP12 Response Single Counterparty Credit Limits for Large Banking Organizations